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After Quiet Years, British Regulator Gets Tough on Abuses

dealbook.nytimes.com
[New York Times] - This month, Ian Hannam, JPMorgan Chase's global chairman of equity capital markets in London, resigned after the regulator fined him £ ($ ) over disclosing inside information. Mr. Hannam is appealing the decision. In January, the prominent

Google News: FSA fines Ian Hannam Chairman of Capital Markets at JP Morgan Cazenove for ...

[Compliancy Services] - The Financial Services Authority (FSA) has published a Decision Notice for Ian Hannam, the Chairman of Capital Markets at JP Morgan Cazenove. The Decision Notice indicates that the FSA has decided to fine Ian Hannam £ for market abuse.

Google News: FSA shows interest in News Corp emails

[Financial Times] - In several cases, including that of former JPMorgan banker Ian Hannam, no trading took place. Mr Hannam is fighting the allegations. The crucial test in investigations of this type is whether the information is timely, precise and price-sensitive.

UBS banker wins appeal against UK watchdog

www.reuters.com
[Reuters] - Prominent JP Morgan dealmaker Ian Hannam was fined pounds for market abuse in early April, a punishment he is appealing. Pottage has had the backing of UBS throughout the case and is still an employee of the firm in Switzerland.
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