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Brokers churned accounts, SEC says
www.investmentnews.com
[InvestmentNews] - The SEC said that the trio, Ralph Calabro, Jason Konner and Dimitrios Koutsoubos, disregarded the customers' conservative investment objectives and low tolerance for risk. The SEC said the affected accounts had annual turnover rates that were so high
SEC charges brokerage, former employees for churning - Reuters
www.reuters.com
investment objectives and engage in excessive trading for the purpose of
generating commissions and other revenue for themselves or their firms. The
SEC's enforcement division alleged that brokers Ralph Calabro, Jason Konner, ...
SEC Brings Proceedings Involving Failure to Supervise and Churning
www.lexisnexis.com
The other named as Respondents Michael Bresner, executive vice president and head of supervision of JP Turner and three registered representatives at the firm, Ralph Calabro, Jason Konner and Dimitrios Koutsoubos.
Print - Gana LLP Files Claim Against JP Turner Over Excessive Trading...
www.globenewswire.com
The registered representatives named in the SEC action were Ralph Calabro, Jason Konner and Dimitrios Koutsoubos. In addition, on ...
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